AMERIPRISE FINANCIAL INC

Q1 2014 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
5,714
Total value ($000)
$166,526,662
Net value change ($000)
+1,441,917 (0.9%)
New positions
398
Sold out positions
236
Turnover %
1.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VZ 797,808 93.2%
JPM 421,200 18.3%
SPLUNK INC 340,421 1465.7%
HAL 313,852 97.6%
PG 295,755 34.4%
ILMN 281,807 963.5%
PHARMACYCLICS INC 277,881 410.8%
MSFT 236,701 17.4%
DELPHI AUTOMOTIVE PLC 233,780 69.1%
PFE 226,728 12.7%
Top Reduces (Value $000, Stocks/ETFs)
BA -596,011 -68.5%
AAPL -510,122 -17.5%
OVERSEAS SHIPHOLDING GROUP INC -440,966 -96.4%
VOD -384,464 -100.0%
GE -363,694 -30.9%
GM -355,165 -67.5%
T -299,391 -34.2%
C -294,401 -21.9%
BEN -280,988 -84.0%
Paramount Global -249,078 -62.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 623 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type