WHITEBOX ADVISORS LLC

Q1 2014 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
401
Total value ($000)
$2,346,129
Net value change ($000)
+67,725 (3.0%)
New positions
119
Sold out positions
85
Turnover %
37.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
YRC WORLDWIDE INC 42,000 NEW
EEM 26,919 NEW
ALLIANCEBERNSTEIN INCOME FUN 20,476 NEW
AAL 18,318 NEW
XLI 16,721 418.2%
EMC 15,829 67.0%
TWTR 14,926 NEW
*GOL LINHAS AEREAS INTLG S A 14,250 NEW
SPY 11,521 33.2%
RIG 9,803 NEW
Top Reduces (Value $000, Stocks/ETFs)
AMERICAN CAPITAL AGENCY CORP -14,644 -32.2%
OSIS -9,749 -100.0%
OSG -9,180 -30.4%
WBD -5,536 -100.0%
NEON -4,894 -85.7%
HEALTH MGMT -4,716 -100.0%
FOX CORP CLASS B -4,642 -100.0%
HIMX -4,535 -90.1%
AAL -4,456 -81.5%
FLYYQ -4,290 -68.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 12,944 (0.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type