WHITEBOX ADVISORS LLC

Q4 2019 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2019
Date filed
2/14/2020
Form type
13F-HR
Num holdings
89
Total value ($000)
$3,007,929
Net value change ($000)
New positions
54
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DELL 136,253
MTCH 119,688
MPC 91,017
Allergan plc 64,804
GRFS 53,446
RTX 41,838
HEI 23,226
CCO 20,063
LQD 19,986
PACIFIC DRILLING S.A. 17,590
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,659,666 (55.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type