Yorktown Management & Research Co Inc

Q2 2014 13F-HR Holdings

Location
Lynchburg, VA
Holdings as of
6/30/2014
Date filed
7/23/2014
Form type
13F-HR
Num holdings
475
Total value ($000)
$538,102
Net value change ($000)
+12,908 (2.5%)
New positions
82
Sold out positions
61
Turnover %
11.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RITM 4,754 43.7%
RIG 4,053 NEW
TWO 3,614 78.3%
HOME LN SERVICING SOLUTIONS 3,431 46.6%
ALTISOURCE RESIDENTIAL CORP 3,423 1548.9%
MFIC 3,222 30.5%
ARCC 3,104 21.9%
FSK 3,043 NEW
STWD 2,564 28.6%
MITT 2,480 50.6%
Top Reduces (Value $000, Stocks/ETFs)
HYS -21,245 -96.1%
SJNK -9,594 -85.0%
NORTHSTAR RLTY FIN CORP -7,469 -43.9%
MCG CAPITAL CORP -5,117 -100.0%
* KKR FINL HLDGS LLC COM -4,628 -100.0%
USB -3,052 -100.0%
HYG -1,897 -18.4%
BX -1,616 -100.0%
MET -1,265 -53.2%
Navios Maritime Partners -1,250 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type