SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q3 2020 13F-HR Holdings

Location
Tokyo, M0
Holdings as of
9/30/2020
Date filed
11/12/2020
Form type
13F-HR
Num holdings
153
Total value ($000)
$2,927,283
Net value change ($000)
+12,577 (0.4%)
New positions
27
Sold out positions
12
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 405,594 266.9%
IVV 266,474 136.6%
MCHI 104,870 572.2%
EEM 64,178 2459.9%
XYZ 52,619 50.7%
USO 29,985 NEW
XLI 14,626 NEW
XLB 14,001 NEW
NVDA 10,076 1908.3%
ARES 8,734 1.8%
Top Reduces (Value $000, Stocks/ETFs)
SPY -519,887 -96.0%
QQQ -236,843 -96.3%
DIA -126,356 -100.0%
VOO -86,632 -24.5%
GLD -86,509 -58.8%
IWN -12,679 -27.7%
SHY -7,144 -53.2%
GAP -6,097 -94.7%
AAPL -5,714 -99.5%
XLNX -5,462 -92.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 45,862 (1.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type