SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q3 2020 13F-HR Detailed Holdings

Location
Tokyo, M0
Holdings as of
9/30/2020
Date filed
11/12/2020
Form type
13F-HR
Num holdings
153
Total value ($000)
$2,927,283
Net value change ($000)
+12,577 (0.4%)
New positions
27
Sold out positions
12
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LQD 405,594 266.9%
IVV 266,474 136.6%
MCHI 104,870 572.2%
EEM 64,178 2459.9%
XYZ 52,619 50.7%
USO 29,985 NEW
XLI 14,626 NEW
XLB 14,001 NEW
NVDA 10,076 1908.3%
ARES 8,734 1.8%
Top Reduces (Value $000, Stocks/ETFs)
SPY -519,887 -96.0%
QQQ -236,843 -96.3%
DIA -126,356 -100.0%
VOO -86,632 -24.5%
GLD -86,509 -58.8%
IWN -12,679 -27.7%
SHY -7,144 -53.2%
GAP -6,097 -94.7%
AAPL -5,714 -99.5%
XLNX -5,462 -92.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 45,862 (1.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd.
3 SMBC Nikko Securities Inc.
4 Sumitomo Mitsui Card Company, Limited