WHITEBOX ADVISORS LLC

Q3 2020 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
95
Total value ($000)
$2,412,511
Net value change ($000)
+612,433 (34.0%)
New positions
10
Sold out positions
7
Turnover %
100.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEE 38,200 NEW
IAC 14,160 NEW
PCG 8,828 NEW
GRFS 5,428 11.1%
WLL 5,407 NEW
Amryt Pharma plc 3,341 NEW
AMR 3,054 100.4%
OVV 2,516 411.8%
DCH 2,313 42.7%
VISN 2,205 NEW
Top Reduces (Value $000, Stocks/ETFs)
MTCH -260,918 -100.0%
MPC -52,350 -42.7%
DELL -28,436 -100.0%
OTIS -7,267 -100.0%
CARR -6,835 -100.0%
HYMC -1,936 -1.9%
ROTH CH ACQUISITION I CO -1,003 -100.0%
ATI -665 -100.0%
HAL -510 -36.3%
APACHE CORP -492 -16.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 288,779 (12.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type