WHITEBOX ADVISORS LLC

Q4 2020 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
149
Total value ($000)
$3,184,687
Net value change ($000)
+772,176 (32.0%)
New positions
55
Sold out positions
8
Turnover %
21.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2020 Next filing: 5/14/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BBL 22,321 95.4%
CHRD 21,485 NEW
PCG 15,740 178.3%
LTCH 6,467 NEW
RYAAY 6,150 NEW
Boxed, Inc. 5,175 NEW
PEB 4,649 NEW
HGAS 4,080 NEW
XIFR 3,788 NEW
GRFS 3,408 6.3%
Top Reduces (Value $000, Stocks/ETFs)
NEE -8,662 -22.7%
HYMC -7,803 -7.7%
IAC -7,744 -54.7%
MPC -2,789 -4.0%
BZH -2,245 -78.6%
NIELSEN HLDGS PLC -1,541 -100.0%
CIM -1,476 -100.0%
THC -1,257 -22.4%
HAL -894 -100.0%
DCH -880 -11.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 497,104 (15.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type