SUMITOMO MITSUI FINANCIAL GROUP, INC.

Q4 2020 13F-HR Detailed Holdings

Location
Tokyo, M0
Holdings as of
12/31/2020
Date filed
2/12/2021
Form type
13F-HR
Num holdings
153
Total value ($000)
$4,062,977
Net value change ($000)
+1,135,694 (38.8%)
New positions
16
Sold out positions
20
Turnover %
18.5%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/12/2020 Next filing: 5/13/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 302,391 698.6%
SPY 300,288 1393.9%
QQQ 199,267 2194.6%
DIA 196,164 NEW
GLD 101,835 168.0%
EMB 98,772 5490.4%
ASHR 98,725 NEW
ARES 80,426 16.4%
FXI 74,092 22316.9%
VWO 50,240 NEW
Top Reduces (Value $000, Stocks/ETFs)
VOO -267,656 -100.0%
IVV -73,347 -15.9%
LQD -72,788 -13.1%
EEM -62,916 -94.2%
IWN -33,127 -100.0%
XLB -14,001 -100.0%
CPRI -12,688 -89.1%
MCHI -5,862 -4.8%
IGSB -4,773 -6.6%
ADBE -3,300 -86.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 21,424 (0.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Sumitomo Mitsui Banking Corporation
2 SMBC Trust Bank Ltd.
3 SMBC Nikko Securities Inc.
4 Sumitomo Mitsui Card Company, Limited