WHITEBOX ADVISORS LLC

Q4 2020 13F-HR Detailed Holdings

Location
Minneapolis, MN
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
149
Total value ($000)
$3,184,687
Net value change ($000)
+772,176 (32.0%)
New positions
55
Sold out positions
8
Turnover %
21.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/13/2020 Next filing: 5/14/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BBL 22,321 95.4%
CHRD 21,485 NEW
PCG 15,740 178.3%
LTCH 6,467 NEW
RYAAY 6,150 NEW
Boxed, Inc. 5,175 NEW
PEB 4,649 NEW
HGAS 4,080 NEW
XIFR 3,788 NEW
GRFS 3,408 6.3%
Top Reduces (Value $000, Stocks/ETFs)
NEE -8,662 -22.7%
HYMC -7,803 -7.7%
IAC -7,744 -54.7%
MPC -2,789 -4.0%
BZH -2,245 -78.6%
NIELSEN HLDGS PLC -1,541 -100.0%
CIM -1,476 -100.0%
THC -1,257 -22.4%
HAL -894 -100.0%
DCH -880 -11.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 497,104 (15.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None