WHITEBOX ADVISORS LLC

Q1 2021 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
381
Total value ($000)
$3,062,397
Net value change ($000)
-122,290 (-3.8%)
New positions
232
Sold out positions
57
Turnover %
74.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/16/2021 Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Extraction Oil & Gas, Inc. 22,042 NEW
CHRD 10,659 49.6%
COCH 5,988 NEW
Oyster Enterprises Acquisition Corp. 5,868 NEW
APH 5,309 NEW
SOUTH JERSEY INDUSTRIES INC 4,969 NEW
HGAS 4,271 NEW
CYH 3,837 495.7%
GROV 3,476 NEW
Gores Guggenheim, Inc. 3,476 NEW
Top Reduces (Value $000, Stocks/ETFs)
HYMC -52,031 -55.5%
NEE -29,538 -100.0%
PCG -24,568 -100.0%
MPC -15,562 -23.1%
AMR -6,868 -100.0%
LTCH -6,467 -100.0%
IAC -6,416 -100.0%
RYAAY -6,150 -100.0%
GRFS -5,699 -9.9%
Boxed, Inc. -5,175 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 347,512 (11.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type