Advisors Asset Management, Inc.
Q1 2014 13F-HR Holdings
Net value change ($000)
+391,047
(6.3%)
New positions
81
Sold out positions
73
Turnover %
1.6%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| NIE | 18,720 | 182.8% |
| VECTOR GROUP LTD | 12,732 | 35.8% |
| NXDT | 12,127 | 20.0% |
| INTERSIL CORP CL A | 11,447 | 34.2% |
| Six Flags Entertainment Corp/OLD | 11,260 | 37.8% |
| MRK | 10,759 | 15.8% |
| Frontier Communications Parent, Inc. | 10,664 | 30.0% |
| EnLink Midstream, LLC | 10,198 | NEW |
| IVR | 9,605 | 82.5% |
| MAXIM INTEGRATED PRODUCTS INC | 9,570 | 121.1% |
Top Reduces (Value $000, Stocks/ETFs)
| ALLIANZGI GLOBAL EQUITY & CO | -22,528 | -100.0% |
| BBY | -14,665 | -99.7% |
| TAL INTERNATIONAL GROUP INC COMMON STOCK U | -12,800 | -24.3% |
| BMY | -9,849 | -40.8% |
| CROSSTEX ENERGY L P | -9,293 | -100.0% |
| RR Donnelley & Sons Co | -9,069 | -17.2% |
| Ca Inc | -7,883 | -49.1% |
| BBWI | -7,711 | -16.3% |
| Hawkeye Acquisition, Inc. | -7,708 | -63.9% |
| PAYX | -7,628 | -42.7% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|