VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Q4 2013 13F-HR Detailed Holdings
Net value change ($000)
—
New positions
170
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings
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Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields),
and are not merged like the standard holdings view.
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Snapshot: Change Analysis
Compared to previous filing: —
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
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Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
Other Managers
| Num | Name | File Number |
|---|---|---|
| 1 | Natixis Global Asset Management, L.P. (also a manager on 2 through 8) | 028-06808 |
| 2 | Natixis Asset Management Advisors, L.P. | 028-05788 |
| 3 | Natixis Global Asset Management S.A. | 028-10092 |
| 4 | Vaughan Nelson Trust CO | 028-10946 |
| 6 | Prudential Investments, LLC | |
| 7 | Principal Management Corporation | |
| 8 | Saratoga Capital Management, LLC |