VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Q1 2014 13F-HR Detailed Holdings
Net value change ($000)
+222,973
(3.5%)
New positions
19
Sold out positions
17
Turnover %
16.4%
Sector allocation + QoQ delta (equities-only)
Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings
You are on the SEC detailed breakdown page.
Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields),
and are not merged like the standard holdings view.
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Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| VISN | 85,269 | NEW |
| ALPHABET INC CL C | 64,565 | NEW |
| ALERE INC | 63,770 | NEW |
| CACI | 60,030 | NEW |
| UNION BANKSHARES CORP NEW | 50,840 | NEW |
| HSN INC COM | 50,414 | 289.8% |
| DUN & BRADSTREET CORP DEL NE | 48,063 | NEW |
| ZWS | 47,865 | NEW |
| BARNES GROUP INC | 42,713 | NEW |
| JNJ | 41,378 | 3170.7% |
Top Reduces (Value $000, Stocks/ETFs)
| HARMAN | -116,525 | -67.6% |
| ACIW | -66,910 | -100.0% |
| Alphabet Inc. Class C | -65,905 | -100.0% |
| URI | -45,111 | -69.3% |
| PSX | -44,237 | -100.0% |
| EPAM | -35,796 | -100.0% |
| EXCEL TRUST | -34,109 | -100.0% |
| UNION FIRST MKT BANKSH CP | -33,628 | -100.0% |
| DXPE | -31,582 | -61.4% |
| SEIC | -26,412 | -63.3% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
Other Managers
| Num | Name | File Number |
|---|---|---|
| 1 | Natixis Global Asset Management, L.P. (also a manager on 2 through 8) | 028-06808 |
| 2 | Natixis Asset Management Advisors, L.P. | 028-05788 |
| 3 | Natixis Global Asset Management S.A. | 028-10092 |
| 4 | Vaughan Nelson Trust CO | 028-10946 |
| 6 | Prudential Investments, LLC | |
| 7 | Principal Management Corporation | |
| 8 | Saratoga Capital Management, LLC |