VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

Q2 2014 13F-HR Detailed Holdings

Location
Houston, TX
Holdings as of
6/30/2014
Date filed
8/5/2014
Form type
13F-HR
Num holdings
692
Total value ($000)
$7,036,677
Net value change ($000)
+396,808 (6.0%)
New positions
20
Sold out positions
21
Turnover %
17.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CABELAS INC 68,545 NEW
PORTFOLIO RECOVERY ASSOCS IN 68,022 428.2%
WFC 61,101 4309.0%
AMSURG CORP 60,781 NEW
KODIAK OIL & GAS CORP 53,256 NEW
HAE 46,031 NEW
IGATE CAPIATL CORP 42,783 474.8%
TAMINCO CORP 42,531 NEW
Keenova Therapeutics plc 42,357 NEW
CVLT 38,505 NEW
Top Reduces (Value $000, Stocks/ETFs)
SWKS -81,984 -62.6%
MTZ -81,957 -100.0%
GEN DIGITAL INC -61,250 -100.0%
NEW RITE AID, LLC -57,525 -100.0%
BALL -54,881 -100.0%
ARCC -52,945 -48.3%
CHICO'S FAS, INC. -46,001 -100.0%
CIT GROUP INC -43,485 -67.3%
Bausch Health -42,484 -66.3%
ELIZABETH ARDEN INC -39,911 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Natixis Global Asset Management, L.P. (also a manager on 2 through 8) 028-06808
2 Natixis Asset Management Advisors, L.P. 028-05788
3 Natixis Global Asset Management S.A. 028-10092
4 Vaughan Nelson Trust CO 028-10946
6 Prudential Investments, LLC
7 Principal Management Corporation
8 Saratoga Capital Management, LLC