ABNER HERRMAN & BROCK LLC

Q1 2014 13F-HR Holdings

Location
Jersey City, NJ
Holdings as of
3/31/2014
Date filed
4/7/2014
Form type
13F-HR
Num holdings
115
Total value ($000)
$312,015
Net value change ($000)
+29,895 (10.6%)
New positions
25
Sold out positions
7
Turnover %
9.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/7/2014 Next filing: 7/9/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EMR 8,374 NEW
EBAY 4,378 186.2%
DU PONT E I DE NEMOUR&CO 4,115 367.4%
MRK 3,538 32.6%
WALGREEN CO 3,104 136.0%
FOREST LAB 2,996 57.6%
TWENTY FIRST CENTY FOX INC 2,274 NEW
ABBV 1,808 72.1%
SUNTRUST BKS INC 1,138 18.9%
HAL 1,099 20.3%
Top Reduces (Value $000, Stocks/ETFs)
LVS -6,444 -100.0%
TRV -3,413 -61.5%
PETSMART -2,733 -100.0%
GM -2,632 -100.0%
TGT -1,897 -40.6%
CELG -695 -9.3%
BA -634 -4.5%
WMT -525 -46.5%
C -502 -7.7%
KO -437 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type