ABNER HERRMAN & BROCK LLC

Q2 2014 13F-HR Holdings

Location
Jersey City, NJ
Holdings as of
6/30/2014
Date filed
7/9/2014
Form type
13F-HR
Num holdings
116
Total value ($000)
$331,224
Net value change ($000)
+19,209 (6.2%)
New positions
6
Sold out positions
5
Turnover %
2.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/7/2014 Next filing: 7/7/2025 SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BAKER HUGHES INC 3,419 NEW
DVN 3,260 186.2%
TWENTY FIRST CENTY FOX INC 2,664 117.2%
NOV 2,431 154.8%
ABT 2,408 69.0%
CELG 1,731 25.5%
HAL 1,401 21.5%
SLB 1,230 25.7%
HD 1,162 21.1%
WALGREEN CO 941 17.5%
Top Reduces (Value $000, Stocks/ETFs)
EBAY -3,101 -46.1%
TGT -2,777 -100.0%
C -2,279 -37.7%
BBTGBX -2,041 -26.2%
GE -1,550 -19.2%
WMT -603 -100.0%
BAC -448 -6.2%
MMM -404 -33.1%
BMY -377 -4.1%
Pentair Inc -351 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type