Focused Wealth Management, Inc

Q4 2013 13F-HR Holdings

Location
Highland, NY
Holdings as of
12/31/2013
Date filed
2/6/2014
Form type
13F-HR
Num holdings
671
Total value ($000)
$119,489
Net value change ($000)
—
New positions
658
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/5/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VYM 8,439 —
IDV 6,144 —
VB 5,720 —
VO 4,482 —
VWO 4,335 —
GE 4,085 —
VXF 3,668 —
IVV 3,437 —
IVW 3,220 —
AMLP 3,053 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,740 (1.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type