Focused Wealth Management, Inc

Q1 2014 13F-HR Holdings

Location
Highland, NY
Holdings as of
3/31/2014
Date filed
5/5/2014
Form type
13F-HR
Num holdings
669
Total value ($000)
$119,599
Net value change ($000)
+110 (0.1%)
New positions
27
Sold out positions
34
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/6/2014 Next filing: 7/30/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BX 1,602 10012.5%
GE 1,098 26.9%
IDV 862 14.0%
VHT 693 359.1%
TEVA 691 148.0%
CSCO 639 53.3%
VFH 563 40.9%
VYM 493 5.8%
C 481 30.0%
VB 473 8.3%
Top Reduces (Value $000, Stocks/ETFs)
VWO -4,316 -99.6%
EDIV -2,152 -97.9%
PFF -1,943 -98.1%
BRK-B -466 -36.7%
AAPL -284 -21.1%
BAC -267 -37.8%
TSI -211 -65.9%
AWK -171 -49.0%
AXP -162 -48.2%
STPZ -161 -16.3%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,410 (2.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type