MIZUHO SECURITIES USA INC.

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
4/3/2014
Form type
13F-HR
Num holdings
14
Total value ($000)
$369,944
Net value change ($000)
-842,397 (-69.5%)
New positions
0
Sold out positions
131
Turnover %
255.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/15/2014 Next filing: 7/2/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TLT 22,642 7.2%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -60,945 -100.0%
DIA -52,760 -100.0%
MSFT -41,913 -100.0%
Alphabet Inc. Class C -37,469 -100.0%
V -25,029 -100.0%
MDY -24,679 -100.0%
AMZN -22,054 -100.0%
IBM -21,123 -100.0%
GS -19,918 -100.0%
INTC -18,494 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type