MIZUHO SECURITIES USA INC.

Q2 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
6/30/2014
Date filed
7/2/2014
Form type
13F-HR
Num holdings
31
Total value ($000)
$232,860
Net value change ($000)
-137,084 (-37.1%)
New positions
16
Sold out positions
0
Turnover %
5.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/3/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMAT 2,289 NEW
LULU 1,672 NEW
KANDI TECHNOLOGIES GROUP INC 1,115 NEW
NATIONSTAR MORTGAGE HOLDINGS 835 NEW
ROCKET FUEL INC 777 NEW
AAPL 702 NEW
WORLD WRESTLING ENTERTAINMENT, LLC 596 NEW
XLP 446 NEW
MSFT 432 NEW
SPY 430 NEW
Top Reduces (Value $000, Stocks/ETFs)
TLT -156,209 -46.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type