Annex Advisory Services, LLC

Q1 2014 13F-HR Holdings

Location
Elm Grove, WI
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
87
Total value ($000)
$268,968
Net value change ($000)
+8,493 (3.3%)
New positions
6
Sold out positions
11
Turnover %
11.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/12/2014 Next filing: 2/13/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLI 14,227 NEW
VB 9,431 1343.4%
VTI 4,213 15.7%
BNDX 4,105 15.4%
VNQ 3,917 22.4%
IJR 3,392 36.6%
IYF 2,774 30.9%
VYM 2,663 23.7%
VGT 2,579 15.1%
Guggenheim S&P 500 Equal Weigh 1,660 8.3%
Top Reduces (Value $000, Stocks/ETFs)
XLE -12,860 -98.1%
DEM -11,652 -100.0%
BOND -10,566 -82.6%
VEU -2,551 -41.4%
HYG -893 -100.0%
VWO -828 -100.0%
MVV -551 -100.0%
IJH -535 -9.7%
POWERSHARES ETF TR II -517 -45.2%
XLP -503 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type