Annex Advisory Services, LLC

Q4 2019 13F-HR/A Holdings

Location
Elm Grove, WI
Holdings as of
12/31/2019
Date filed
2/13/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
132
Total value ($000)
$825,301
Net value change ($000)
—
New positions
131
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/15/2014 Next filing: 4/22/2020 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPTM 95,069 —
VTI 74,728 —
VGT 71,218 —
RSP 65,070 —
XLY 62,199 —
XLV 61,163 —
XLF 58,114 —
VB 43,625 —
SPSM 41,567 —
IJR 28,197 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type