Focused Wealth Management, Inc

Q2 2014 13F-HR Holdings

Location
Highland, NY
Holdings as of
6/30/2014
Date filed
7/30/2014
Form type
13F-HR
Num holdings
721
Total value ($000)
$127,870
Net value change ($000)
+8,271 (6.9%)
New positions
62
Sold out positions
17
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AIG 1,933 2221.8%
KKR & Co LP 1,563 1056.1%
META 1,164 629.2%
VYM 548 6.1%
IDV 542 7.7%
BX 500 30.9%
ETV 480 1777.8%
AMLP 464 14.7%
IVV 230 6.6%
EXG 216 22.6%
Top Reduces (Value $000, Stocks/ETFs)
VB -1,287 -20.8%
* KKR FINL HLDGS LLC COM -1,186 -100.0%
VXF -996 -26.3%
CHICAGO BRIDGE IRON -239 -34.0%
FTNT -154 -55.6%
IBM -147 -6.6%
CURIS INC -94 -26.0%
POWERSOURCE INTERNATIONAL INC -93 -67.9%
VEREIT INC COM -71 -8.6%
HOMEAWAY INC -68 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,719 (1.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type