Pensionmark Financial Group, LLC

Q3 2020 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
174
Total value ($000)
$292,166
Net value change ($000)
+6,189 (2.2%)
New positions
11
Sold out positions
4
Turnover %
2.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2020 Next filing: 2/16/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQ 2,930 NEW
MINT 770 NEW
NEAR 710 74.5%
SLQD 589 4.5%
IVW 550 2.7%
FDN 549 NEW
AAPL 422 11.5%
XLV 294 52.7%
SCHO 291 4.0%
SHY 282 7.7%
Top Reduces (Value $000, Stocks/ETFs)
IJT -981 -4.5%
SLYG -918 -7.3%
VO -516 -44.2%
XLE -457 -100.0%
MDYG -456 -4.3%
IJR -365 -8.1%
PRF -295 -4.1%
IJK -259 -1.3%
SCHWAB STRATEGIC TRUST -235 -3.1%
PYPL -224 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type