Pensionmark Financial Group, LLC

Q4 2020 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
12/31/2020
Date filed
2/16/2021
Form type
13F-HR
Num holdings
228
Total value ($000)
$394,734
Net value change ($000)
+102,568 (35.1%)
New positions
64
Sold out positions
10
Turnover %
33.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2020 Next filing: 5/17/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IJS 31,732 NEW
IJJ 20,246 NEW
SLYV 17,954 NEW
IVE 15,369 6567.9%
SLQD 13,056 95.4%
MDYV 11,390 NEW
SCHV 9,061 NEW
SCHO 3,760 50.2%
IXUS 3,041 23.5%
ESGU 2,730 490.1%
Top Reduces (Value $000, Stocks/ETFs)
IJT -19,201 -91.6%
IVW -18,569 -87.7%
IJK -17,304 -89.7%
SLYG -9,780 -83.3%
SCHG -9,679 -87.1%
MDYG -8,660 -84.4%
Invesco Exchange-Traded Self-Indexed Fund Trust -6,592 -100.0%
GSLC -1,988 -100.0%
ACWV -1,430 -56.6%
TLT -1,130 -82.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type