Pensionmark Financial Group, LLC

Q1 2021 13F-HR Holdings

Location
Santa Barbara, CA
Holdings as of
3/31/2021
Date filed
5/17/2021
Form type
13F-HR
Num holdings
226
Total value ($000)
$415,185
Net value change ($000)
+20,451 (5.2%)
New positions
24
Sold out positions
25
Turnover %
13.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/16/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVW 30,381 1165.8%
IJK 27,411 1374.7%
SCHG 17,961 1253.4%
MDYG 16,524 1032.8%
IJT 7,116 405.0%
SLQD 6,755 25.3%
SLYG 4,757 242.3%
SCHO 1,725 15.3%
EFV 1,665 138.3%
IUSB 1,625 312.5%
Top Reduces (Value $000, Stocks/ETFs)
IJS -29,163 -91.9%
SLYV -17,954 -100.0%
IJJ -17,594 -86.9%
IVE -14,386 -92.2%
MDYV -11,390 -100.0%
SCHV -9,061 -100.0%
IEMG -1,582 -80.2%
LQD -1,132 -48.3%
ROMO -887 -31.5%
SWAN -848 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type