SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

Q4 2019 13F-HR/A Holdings

Location
Los Angeles, CA
Holdings as of
12/31/2019
Date filed
10/9/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
160
Total value ($000)
$1,636,849
Net value change ($000)
+130,602 (8.7%)
New positions
19
Sold out positions
10
Turnover %
10.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 10/9/2020 Next filing: 5/7/2020 SEC filing

Snapshot: Change Analysis

Compared to Q3 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DGRO 48,261 NEW
LOW 26,620 NEW
AMAT 25,703 NEW
BKNG 24,035 NEW
GSLC 18,899 11.1%
FPEI 15,949 136.6%
RPG 10,195 8.7%
SPDW 7,122 21.0%
WisdomTree Trust 6,721 6.1%
iSHARES TRUST 5,811 NEW
Top Reduces (Value $000, Stocks/ETFs)
MCD -26,294 -98.5%
ORCL -24,916 -98.5%
AMZN -22,341 -94.9%
USMV -13,184 -21.0%
XLV -10,489 -16.9%
IGM -10,080 -17.9%
iSHARES TRUST -5,695 -100.0%
SYK -4,849 -94.6%
EXPE -4,665 -100.0%
LDUR -1,701 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type