SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

Q3 2019 13F-HR/A Holdings

Location
Los Angeles, CA
Holdings as of
9/30/2019
Date filed
10/9/2020
Form type
13F-HR/A - RESTATEMENT
Num holdings
151
Total value ($000)
$1,506,247
Net value change ($000)
+96,197 (6.8%)
New positions
15
Sold out positions
17
Turnover %
9.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 10/9/2020 Next filing: 10/9/2020 SEC filing

Snapshot: Change Analysis

Compared to Q2 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GSLC 67,952 66.4%
ORCL 25,291 NEW
MCK 24,777 NEW
AVGO 24,525 NEW
XLV 16,945 37.6%
USMV 16,740 36.4%
IGM 13,905 32.8%
FPEI 6,971 148.2%
WisdomTree Trust 6,516 6.3%
EXPE 4,665 NEW
Top Reduces (Value $000, Stocks/ETFs)
XLI -38,945 -96.7%
ALXN -26,053 -100.0%
CSCO -24,078 -98.0%
EXC -23,149 -100.0%
SPEM -6,201 -30.3%
NKE -4,081 -93.9%
VEA -3,975 -6.9%
CII -3,806 -100.0%
DVYE -3,258 -29.8%
VWO -2,399 -31.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type