D.A. DAVIDSON & CO.

Q3 2021 13F-HR Detailed Holdings

Location
Great Falls, MT
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
1,209
Total value ($000)
$8,618,195
Net value change ($000)
+90,499 (1.1%)
New positions
66
Sold out positions
44
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/10/2021 Next filing: 1/31/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CMI 18,890 224.9%
AVGO 13,754 107.2%
LOW 13,395 259.6%
FXO 11,756 401.1%
VTV 10,100 1.6%
COST 9,557 14.0%
AAPL 7,772 3.5%
MSFT 6,761 3.6%
BCI 6,711 7.5%
VCSH 5,763 7.1%
Top Reduces (Value $000, Stocks/ETFs)
MMM -20,704 -40.3%
KMB -13,663 -33.6%
T -13,559 -32.5%
FTXR -11,156 -100.0%
VFC -5,545 -15.2%
GE -5,398 -100.0%
NTES -4,844 -100.0%
AMGN -4,753 -10.9%
BABA -4,163 -38.3%
NVS -3,789 -9.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None