D.A. DAVIDSON & CO.

Q4 2023 13F-HR Detailed Holdings

Location
Great Falls, MT
Holdings as of
12/31/2023
Date filed
2/9/2024
Form type
13F-HR
Num holdings
1,360
Total value ($000)
$10,199,432
Net value change ($000)
+986,140 (10.7%)
New positions
100
Sold out positions
66
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/8/2023 Next filing: 5/13/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTV 71,613 10.8%
VUG 67,998 12.8%
MSFT 43,140 18.8%
IXUS 39,804 10.9%
AGG 31,816 9.8%
AAPL 27,201 10.5%
AVGO 22,742 36.3%
IWN 20,068 14.8%
AMZN 15,761 21.4%
VOO 15,239 20.9%
Top Reduces (Value $000, Stocks/ETFs)
HYD -36,748 -97.9%
USFR -10,394 -57.7%
XOM -8,956 -19.4%
AIY -6,198 -100.0%
VMWA -6,042 -100.0%
VLUE -5,993 -100.0%
FXN -5,873 -63.4%
PFE -5,601 -22.9%
XLE -5,012 -36.7%
ROBT -4,484 -92.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 58 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None