D.A. DAVIDSON & CO.

Q3 2023 13F-HR Detailed Holdings

Location
Great Falls, MT
Holdings as of
9/30/2023
Date filed
11/8/2023
Form type
13F-HR
Num holdings
1,331
Total value ($000)
$9,213,292
Net value change ($000)
-258,099 (-2.7%)
New positions
59
Sold out positions
72
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/11/2023 Next filing: 2/9/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOO 19,759 37.2%
USFR 14,117 363.0%
AMGN 10,678 23.4%
FXN 8,985 3243.7%
DGRW 8,662 342.0%
XOM 7,604 19.7%
COST 5,678 6.7%
ADP 5,381 9.7%
CVX 5,016 10.7%
XLE 4,457 48.5%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -39,477 -13.3%
VUG -23,525 -4.2%
MSFT -18,873 -7.6%
FTSM -16,794 -75.8%
RTX -16,046 -24.9%
VTV -13,990 -2.1%
AGZD -9,631 -100.0%
IXUS -9,277 -2.5%
MRK -7,690 -11.1%
AVGO -7,566 -10.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 221 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None