Empirical Financial Services, LLC

Q1 2014 13F-HR Holdings

Location
Seattle, WA
Holdings as of
3/31/2014
Date filed
5/6/2014
Form type
13F-HR
Num holdings
98
Total value ($000)
$379,736
Net value change ($000)
+26,095 (7.4%)
New positions
10
Sold out positions
5
Turnover %
1.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/24/2014 Next filing: 7/17/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VCIT 2,588 6.0%
VNQ 2,325 18.8%
VCSH 2,074 2.8%
SCHP 1,741 7.9%
BARCLAYS BANK PLC 1,605 9.3%
VEA 1,363 10.7%
SCHX 1,247 4.8%
AAPL 1,084 NEW
SJNK 985 18.6%
SCHE 913 64.8%
Top Reduces (Value $000, Stocks/ETFs)
VV -511 -4.2%
VNQI -396 -20.4%
INVSC QQQ TRUST SRS 1 ETF -361 -100.0%
VT -333 -18.8%
IWM -330 -100.0%
ISHARES -256 -100.0%
GILD -206 -100.0%
DXJ -200 -100.0%
IGSB -187 -9.6%
EWX -153 -31.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type