Empirical Financial Services, LLC

Q2 2014 13F-HR Holdings

Location
Seattle, WA
Holdings as of
6/30/2014
Date filed
7/17/2014
Form type
13F-HR
Num holdings
101
Total value ($000)
$403,389
Net value change ($000)
+23,653 (6.2%)
New positions
9
Sold out positions
6
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SHY 6,439 912.0%
VCSH 3,754 5.0%
VCIT 3,018 6.6%
SCHP 2,413 10.1%
SCHX 2,217 8.2%
IEMG 1,737 17.3%
VEA 1,595 11.3%
VNQ 1,467 10.0%
BARCLAYS BANK PLC 1,147 6.1%
HYMB 922 38.7%
Top Reduces (Value $000, Stocks/ETFs)
PIMCO ETF Trust -5,935 -22.3%
POWERSHARES ETF TR II WK VRDO TX FR -908 -27.8%
LSI LOGIC -817 -100.0%
SPDR SERIES TRUST -383 -100.0%
META -238 -100.0%
VV -231 -2.0%
MARKET VECTORS ETF TR HG YLD MUN ETF -218 -12.8%
MRK -218 -100.0%
iSHARES TRUST -204 -100.0%
iSHARES TRUST -201 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type