SHUFRO ROSE & CO LLC

Q4 2013 13F-HR/A Holdings

Location
New York, NY
Holdings as of
12/31/2013
Date filed
6/24/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
263
Total value ($000)
$947,270
Net value change ($000)
—
New positions
263
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 6/24/2014 Next filing: 6/24/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GLW 40,197 —
GE 39,863 —
XOM 34,911 —
INTC 33,226 —
SON 29,105 —
VOD 25,644 —
CSCO 24,911 —
TXN 24,651 —
JCI 24,079 —
KSS 23,265 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type