SHUFRO ROSE & CO LLC

Q1 2014 13F-HR/A Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
6/24/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
260
Total value ($000)
$954,546
Net value change ($000)
+7,276 (0.8%)
New positions
15
Sold out positions
18
Turnover %
9.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOD 13,120 NEW
ED 9,174 NEW
FE 8,308 NEW
VZ 8,171 2788.7%
MOS 7,073 NEW
GLW 6,508 16.2%
FWONA 5,841 NEW
KMT 5,676 107.3%
POTASH CORP OF SASKATCHEWAN INC 4,943 NEW
DAR 2,133 34.8%
Top Reduces (Value $000, Stocks/ETFs)
VOD -25,644 -100.0%
BAKER HUGHES INC -11,358 -95.9%
ALLIANCEBERNSTEIN INCOME FUN -6,101 -100.0%
SON -4,512 -15.5%
ABT -3,663 -84.9%
RAIL -2,978 -29.3%
WET SEAL INC CL A -2,589 -53.9%
GE -2,298 -5.8%
AVX CORP NEW -2,111 -33.4%
JCI -2,033 -8.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type