NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q4 2019 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2019
Date filed
2/11/2020
Form type
13F-HR
Num holdings
15
Total value ($000)
$681,022
Net value change ($000)
New positions
15
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
New York Life Investments ETF Trust 212,660
New York Life Investments ETF Trust 171,775
HFXI 116,149
New York Life Investments ETF Trust 78,902
GVI 27,561
New York Life Investments ETF Trust 26,856
SHV 17,393
IWD 6,874
BIL 5,913
VCIT 4,657
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type