NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
167
Total value ($000)
$473,512
Net value change ($000)
+72,978 (18.2%)
New positions
37
Sold out positions
21
Turnover %
18.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/18/2014 Next filing: 2/11/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GURU 15,046 NEW
ITB 11,645 76.7%
DXJ 10,042 191.2%
CLAYMORE EXCHANGE TRD FD TR GUGG ULTR SH DUR 9,180 NEW
CARZ 7,083 304.9%
AGQ 6,860 160.1%
ALPS ETF TR US EQTHIVOLPT 4,769 125.2%
KRE 4,429 31.7%
IWR 3,785 148.3%
MINT 3,657 14.4%
Top Reduces (Value $000, Stocks/ETFs)
IGIB -10,297 -100.0%
HYG -9,217 -100.0%
CSM -5,511 -100.0%
IYW -4,864 -41.5%
XLY -4,411 -80.1%
XLE -4,164 -54.1%
FPX -4,105 -59.5%
SJNK -3,952 -100.0%
POWERSHARES -3,933 -100.0%
XLV -3,504 -75.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type