OPPENHEIMER & CO INC

Q3 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
1,275
Total value ($000)
$3,996,708
Net value change ($000)
+131,695 (3.4%)
New positions
123
Sold out positions
100
Turnover %
2.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2020 Next filing: 2/11/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 22,850 14.3%
BABA 14,618 56.7%
BRK-B 11,920 29.7%
NVDA 11,670 53.7%
LOW 9,135 60.3%
XYZ 8,414 150.3%
ZTS 8,260 63.6%
TSLA 8,191 116.8%
PENN 7,662 NEW
CARR 6,477 504.4%
Top Reduces (Value $000, Stocks/ETFs)
ABBV -10,743 -40.7%
QQQ -10,083 -26.4%
AMZN -7,942 -7.8%
Livongo Health, Inc. -6,169 -93.7%
GILD -5,950 -19.4%
SPY -5,912 -25.8%
AGG -5,809 -50.8%
MSFT -5,554 -3.4%
CHGG -5,409 -100.0%
HAS -5,360 -95.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type