OPPENHEIMER & CO INC

Q4 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
12/31/2020
Date filed
2/11/2021
Form type
13F-HR
Num holdings
1,340
Total value ($000)
$4,739,472
Net value change ($000)
+742,764 (18.6%)
New positions
165
Sold out positions
102
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2020 Next filing: 5/10/2021 SEC filing

Snapshot: Change Analysis

Compared to Q3 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 32,368 17.8%
BIV 20,198 7564.8%
CWB 18,950 199.1%
MSFT 17,049 10.9%
VCSH 16,848 875.2%
JNK 16,601 NEW
EMB 16,310 5722.8%
SHV 13,975 64.7%
TSLA 13,534 89.0%
JPM 12,710 36.1%
Top Reduces (Value $000, Stocks/ETFs)
SH -10,449 -89.4%
LOW -7,431 -30.6%
VEEV -5,385 -65.3%
GILD -4,897 -19.9%
B -3,605 -63.1%
NEM -3,511 -35.7%
CRM -3,408 -22.3%
PD -2,964 -100.0%
FRPT -2,959 -80.4%
ALB -2,951 -48.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type