Prospera Financial Services Inc

Q3 2022 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2022
Date filed
10/27/2022
Form type
13F-HR
Num holdings
830
Total value ($000)
$1,916,590
Net value change ($000)
-44,438 (-2.3%)
New positions
69
Sold out positions
862
Turnover %
7.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/8/2022 Next filing: 2/8/2023 SEC filing

Snapshot: Change Analysis

Compared to Q2 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FV 21,711 35.9%
SSUS 17,740 NEW
XBI 11,924 596.2%
EXE 6,897 38316.7%
PDP 6,390 30.8%
PSK 5,496 886.5%
IYH 5,282 181.5%
AMD 5,213 175.5%
PAYC 5,151 NEW
SPLV 4,928 25.6%
Top Reduces (Value $000, Stocks/ETFs)
FTSM -46,699 -64.1%
JEPI -13,411 -66.7%
COWZ -12,672 -81.1%
SPIP -6,167 -100.0%
NVDA -5,906 -31.0%
VALE -5,038 -100.0%
CIBR -4,818 -70.6%
IYM -4,268 -100.0%
DOW -3,494 -84.6%
IBM -3,332 -56.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type