Prospera Financial Services Inc
All 13F Filings
- Location
- Dallas, TX
- Most recent 13F
- Q4 2025
- Holdings value ($000)
- 6,092,579
- Description
- Dallas Texas based institutional asset management platform with a corporate governance structure and a disciplined and process driven investment mandate. The approach emphasizes multi sleeve portfolio balancing, active stewardship and governance oversight, and valuation discipline and downside awareness for research led investment portfolios. Decision making is guided by risk budgets, governance discipline, and pragmatic portfolio controls through thesis validation discipline and decision traceability.
- Website
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- Founded
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- Chairman
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- CEO
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- All SEC filings
- View on sec.gov
Sector allocation over time (stocks only)
Stacked by quarter. Hover to see detailed sector breakdown for any quarter.
| Quarter | Date Filed | Holdings | Value ($000) | Form Type | Name |
|---|---|---|---|---|---|
| Q4 2025 | 2/9/2026 | 1,359 | 6,092,579 | 13F-HR | Prospera Financial Services Inc |
| Q3 2025 | 11/6/2025 | 1,352 | 5,862,375 | 13F-HR | Prospera Financial Services Inc |
| Q2 2025 | 8/6/2025 | 1,313 | 5,367,863 | 13F-HR | Prospera Financial Services Inc |
| Q1 2025 | 5/15/2025 | 1,167 | 4,351,960 | 13F-HR | Prospera Financial Services Inc |
| Q4 2024 | 2/13/2025 | 1,133 | 4,293,379 | 13F-HR | Prospera Financial Services Inc |
| Q3 2024 | 11/7/2024 | 1,116 | 3,915,864 | 13F-HR | Prospera Financial Services Inc |
| Q2 2024 | 8/13/2024 | 1,134 | 3,596,429 | 13F-HR | Prospera Financial Services Inc |
| Q1 2024 | 8/13/2024 | 1,091 | 3,356,781 | 13F-HR | Prospera Financial Services Inc |
| Q4 2023 | 2/14/2024 | 1,051 | 3,020,219 | 13F-HR | Prospera Financial Services Inc |
| Q3 2023 | 11/13/2023 | 1,006 | 2,586,242 | 13F-HR | Prospera Financial Services Inc |
| Q2 2023 | 8/8/2023 | 1,005 | 2,612,895 | 13F-HR | Prospera Financial Services Inc |
| Q1 2023 | 5/12/2023 | 957 | 2,433,242 | 13F-HR | Prospera Financial Services Inc |
| Q4 2022 | 2/8/2023 | 891 | 1,996,191 | 13F-HR | Prospera Financial Services Inc |
| Q3 2022 | 10/27/2022 | 830 | 1,916,590 | 13F-HR | Prospera Financial Services Inc |
| Q2 2022 | 8/8/2022 | 1,624 | 1,961,028 | 13F-HR | Prospera Financial Services Inc |
| Q1 2022 | 5/4/2022 | 2,784 | 2,388,202 | 13F-HR | Prospera Financial Services Inc |
| Q4 2021 | 2/10/2022 | 866 | 2,313,501 | 13F-HR | Prospera Financial Services Inc |
| Q3 2021 | 11/12/2021 | 793 | 2,007,222 | 13F-HR | Prospera Financial Services Inc |
| Q2 2021 | 8/16/2021 | 789 | 1,994,738 | 13F-HR/A - RESTATEMENT | Prospera Financial Services Inc |
| Q2 2021 | 8/12/2021 | 790 | 1,942,389 | 13F-HR | Prospera Financial Services Inc |
| Q1 2021 | 5/6/2021 | 743 | 1,685,203 | 13F-HR | Prospera Financial Services Inc |
| Q4 2020 | 2/12/2021 | 668 | 1,451,585 | 13F-HR | Prospera Financial Services Inc |
| Q3 2020 | 11/4/2020 | 1,638 | 261,646 | 13F-HR | Prospera Financial Services Inc |
| Q2 2020 | 8/7/2020 | 568 | 1,128,663 | 13F-HR | Prospera Financial Services Inc |
| Q1 2020 | 5/15/2020 | 509 | 942,320 | 13F-HR | Prospera Financial Services Inc |
| Q4 2019 | 2/12/2020 | 595 | 1,298,051 | 13F-HR | Prospera Financial Services Inc |
| Q2 2014 | 7/7/2014 | 274 | 369,656 | 13F-HR | Prospera Financial Services |
| Q1 2014 | 4/4/2014 | 253 | 316,630 | 13F-HR | Prospera Financial Services |
| Q4 2013 | 2/13/2014 | 258 | 297,418 | 13F-HR | Prospera Financial Services |
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Money flow by instrument (QoQ, ex-options)
| Type | Value ($000) | Share % | Inflow | Outflow | Net |
|---|---|---|---|---|---|
| Stocks | 5.176 M | 85.5% | 225.7 K | 0 | 225.7 K |
| ETFs | 846.1 K | 14.0% | 5.285 K | 0 | 5.285 K |
| Debt | 29.13 K | 0.5% | 2.922 K | 0 | 2.922 K |
| Other | 2.434 K | 0.0% | 0 | 1.607 K | -1.607 K |
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Fund Snapshot
Q4 2025
Latest filed
2/9/2026
Total value ($000)
6,092,579
Holdings
1359
QoQ value change ($000)
230,204
(3.9%)
Value = total reported 13F value ($000), Holdings = number of positions.
13F Value over time
Holdings count over time
Sector allocation (latest, stocks only)
Methodology:
sector allocation is stocks-only;
instrument flow table is ex-options;
options exposure is shown separately.
Details.