Prospera Financial Services Inc

Q4 2023 13F-HR Holdings

Location
Dallas, TX
Holdings as of
12/31/2023
Date filed
2/14/2024
Form type
13F-HR
Num holdings
1,051
Total value ($000)
$3,020,219
Net value change ($000)
+433,977 (16.8%)
New positions
128
Sold out positions
83
Turnover %
6.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/13/2023 Next filing: 8/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 15,777 80.4%
QQQ 15,124 35.2%
SPY 14,781 64.6%
BUFR 14,449 232.1%
AAPL 14,091 12.1%
XOM 13,761 53.8%
FTSM 11,931 25.4%
VOO 11,378 172.4%
MSFT 11,211 21.2%
GLD 10,725 101.2%
Top Reduces (Value $000, Stocks/ETFs)
FV -23,171 -30.9%
SPIP -12,239 -100.0%
BIL -7,057 -81.5%
IYK -6,636 -95.8%
BUNGELTD -6,026 -100.0%
FDL -5,247 -31.3%
PDP -4,653 -17.9%
CWB -4,246 -75.5%
IBND -4,235 -100.0%
SPLV -4,038 -17.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type