FIRST FOUNDATION ADVISORS

Q1 2014 13F-HR Detailed Holdings

Location
Irvine, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
196
Total value ($000)
$806,687
Net value change ($000)
+63,285 (8.5%)
New positions
26
Sold out positions
24
Turnover %
7.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/14/2014 Next filing: 8/14/2025 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 20,673 79.6%
UNP 13,302 3779.0%
VEREIT INC COM 12,370 30.1%
SYY 12,183 NEW
GM 11,054 NEW
GILD 6,481 2757.9%
REXR 3,708 13.4%
JNJ 3,408 13.1%
WFC 2,659 13.8%
NVS 2,600 12.2%
Top Reduces (Value $000, Stocks/ETFs)
PEP -16,509 -96.7%
CNQ -10,248 -100.0%
AON -10,139 -43.4%
NCA -2,824 -100.0%
BRK-B -2,313 -100.0%
SPY -1,801 -46.9%
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III -1,328 -100.0%
UPS -1,034 -4.3%
XOM -994 -27.4%
BA -874 -4.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None