ROTHSCHILD INVESTMENT LLC

Q3 2026 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
3,644
Total value ($000)
$2,688,882
Net value change ($000)
+13,452 (0.5%)
New positions
188
Sold out positions
179
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 13,473 13.8%
MSFT 12,540 32.8%
VTIP 12,232 NEW
NVDA 10,822 11.2%
META 8,176 43.3%
PSX 5,594 52.3%
DDFL 4,810 9075.5%
TMO 4,687 31.1%
XOM 3,771 18.5%
AMGN 3,190 14.9%
Top Reduces (Value $000, Stocks/ETFs)
DLR -9,484 -83.9%
UNP -9,337 -94.8%
PANW -6,993 -21.4%
CAT -5,905 -24.8%
BJUL -4,817 -96.7%
CMI -4,723 -45.6%
GOOGL -4,350 -6.4%
NKE -4,101 -96.4%
GE -4,068 -19.8%
WDC -4,002 -74.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type