UBS OCONNOR LLC

Q4 2013 13F-HR Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Date filed
2/13/2014
Form type
13F-HR
Num holdings
394
Total value ($000)
$5,407,737
Net value change ($000)
+5,296,614 (4766.4%)
New positions
293
Sold out positions
2
Turnover %
97.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/14/2014 Next filing: 5/14/2014 SEC filing

Snapshot: Change Analysis

Compared to Q3 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HUM 106,023 NEW
NIELSEN HOLDINGS NV 80,308 NEW
MSFT 78,671 NEW
PM 76,316 NEW
SPY 75,538 NEW
AAL 65,564 NEW
WCC 64,874 NEW
STARWOOD HOTELSRESORTS WRLD COM 64,509 NEW
KO 62,791 NEW
TSM 60,430 NEW
Top Reduces (Value $000, Stocks/ETFs)
SPREADTRUM COMMUNICATIONS IN -5,333 -100.0%
*RDA MICROELECTRONICS INC -923 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 15,204 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type