UBS OCONNOR LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
-313,115
(-5.8%)
New positions
165
Sold out positions
112
Turnover %
52.3%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| BEAM INC | 48,314 | NEW |
| BXP | 36,405 | NEW |
| AMH | 36,344 | NEW |
| BRX | 34,021 | NEW |
| CPT | 31,959 | NEW |
| DG | 31,950 | NEW |
| CUZ | 30,768 | NEW |
| AVB | 29,742 | 126.9% |
| HLF | 28,242 | 134.3% |
| NUE | 27,258 | NEW |
Top Reduces (Value $000, Stocks/ETFs)
| LIFE TECHNOLOGIES | -95,106 | -100.0% |
| SPY | -74,068 | -98.1% |
| WCC | -64,874 | -100.0% |
| PM | -61,098 | -80.1% |
| KO | -54,286 | -86.5% |
| Crown Castle International Corp. | -47,971 | -100.0% |
| AVON PRODUCTS INC | -47,576 | -100.0% |
| SPG | -46,030 | -100.0% |
| DEAN FOODS CO | -45,339 | -100.0% |
| MDLZ | -43,948 | -100.0% |
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000):
8,568
(0.2% of total reported value)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|