BASSO CAPITAL MANAGEMENT L.P.

Q4 2013 13F-HR Holdings

Location
Stamford, CT
Holdings as of
12/31/2013
Date filed
2/13/2014
Form type
13F-HR
Num holdings
85
Total value ($000)
$503,560
Net value change ($000)
New positions
24
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OMNICARE CAP TR II 9,804
BZH 4,931
EPR 4,028
RAMCO_GERSH PFD 3,477
HF2 FINL MGMT INC 3,054
ROI ACQUISITION CORP II 2,762
HYDE PK ACQUISITION CORP II 2,649
CHART ACQUISITION CORP 2,438
SILVER EAGLE ACQUISITION COR 2,420
CAPITOL ACQUISITION CORP II 2,405
Top Reduces (Value $000, Stocks/ETFs)
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 22,561 (4.5% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type