BASSO CAPITAL MANAGEMENT L.P.

Q1 2014 13F-HR Holdings

Location
Stamford, CT
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
106
Total value ($000)
$547,339
Net value change ($000)
+43,779 (8.7%)
New positions
22
Sold out positions
6
Turnover %
62.2%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PDL BIOPHARMA, INC. 2,989 NEW
CAMBRIDGE CAP ACQUISITION CO 2,405 NEW
SPY 2,361 127.8%
QGEN 2,214 NEW
LEVY ACQUISITION CORP 2,040 NEW
HENNESSY CAP ACQUISITION COR 2,012 NEW
EPR 1,306 NEW
INFINITY CROSS BORDER ACQUIS 1,302 NEW
BOOKING HLDGS INC 1,251 NEW
D 981 NEW
Top Reduces (Value $000, Stocks/ETFs)
OMNICARE CAP TR II -9,804 -100.0%
BZH -3,253 -66.0%
EPR -3,100 -77.0%
LEVY ACQUISITION CORP -2,002 -100.0%
RAMCO_GERSH PFD -691 -19.9%
COLLABRIUM JAPAN ACQUISITN C -644 -100.0%
HEALTH CARE REIT INC COM -320 -100.0%
Gevo, Inc. -100 -100.0%
QUARTET MERGER CORP -50 -100.0%
HYDE PK ACQUISITION CORP II -29 -1.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,937 (1.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type