Apriem Advisors

Q4 2013 13F-HR Holdings

Location
Irvine, CA
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
546
Total value ($000)
$255,220
Net value change ($000)
—
New positions
544
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 5/13/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XOM 12,266 —
SCHWAB STRATEGIC TRUST 10,174 —
SCHB 9,681 —
AAPL 7,353 —
T 7,175 —
PFE 7,074 —
QCOM 6,403 —
ETN 6,392 —
GE 5,868 —
MSFT 5,812 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type